RI

AGT-1315 · Finance

Regulatory Reporting Copilot · Region West

Explains variances in regulatory return submissions.

medium riskcompliant

Trust score

92

grounding, fairness, oversight

Requests / 30d

7,199

model Azure OpenAI · gpt-4.1

Human approval

Required

data class Internal

Last audit

2026-05-23

version v2.5

Agent architecture

Request path from the surface the customer or staff member touches, through the governance gateway, to the model and its wired systems

Entry surfaces

Internal service call

Service mesh · mTLS identity

Governance gateway

Truint policy enforcement point

9-stage filter chain · p99 54 ms

Evidence ledger writer

Hash-chained, RFC-3161 anchored

Agent runtime

Regulatory Reporting Copilot · Region West

AGT-1315 · v2.5 · trust 92

Azure OpenAI · gpt-4.1

 

LLM / model endpoint · Central India

Tools & data

core.accounts.read

 

Tool / function · Restricted

sanctions.match.adjudicate

 

Tool / function · Restricted

Customer 360 (Restricted)

 

Data source · Restricted

Enforcement chain on every request

  1. 1Identity & entitlementCaller identity resolved; agent entitlement checked against the registry record.
  2. 2Kill switchEstate and per-agent revocation state for AGT-1315 evaluated before any spend.
  3. 3Manifest checkOnly integrations on the signed manifest below are reachable.
  4. 4Budget & rateToken, cost and concurrency budgets for Finance.
  5. 5Injection screenPrompt and retrieved context screened for untrusted-content patterns.
  6. 6DLP & maskingInternal payloads masked or tokenised inline.
  7. 7Policy decisionCompiled policy bundle evaluated; allow, warn or block.
  8. 8Human in the loopRestricted actions parked for a named approver before execution.
  9. 9Ledger barrierDecision hash-chained into the audit ledger before the response is released.

Registry record

Source of truth for this agent

Registry ID
AGT-1315
Business owner
D. Shetty
Department
Finance
Model endpoint
Azure OpenAI · gpt-4.1
Version
v2.5
Data classification
Internal
Human-in-the-loop
Enforced on restricted actions

Trust composition

Grounding & citations96
Fairness86
Security posture94
Oversight coverage96

Wired integrations

Signed manifest — nothing else is reachable

Azure OpenAI · gpt-4.1connected

LLM / model endpoint · Microsoft Azure · scopes chat.completions, embeddings

Customer 360 (Restricted)connected

Data source · Snowflake · scopes read

core.accounts.readconnected

Tool / function · Core banking (Finacle) · scopes balance, statement

sanctions.match.adjudicateconnected

Tool / function · In-house matcher v9 · scopes adjudicate

Policies in force

POL-001 · No customer PII outside IndiaPOL-002 · No account closure without approvalPOL-004 · No customer data sent to public LLMPOL-006 · PII masking requiredPOL-011 · Narrative grounding required

Recent decisions

Live gateway stream filtered to this agent

No gateway traffic for this agent in the current buffer.

Open risks

Drill into the investigation

No open risks on this agent.

Ledger entries

Hash-chained decision records

No ledger entries surfaced in the current window.

Governance obligations

  • Quarterly attestation by D. Shetty under MB-04
  • Restricted actions parked for a named human approver
  • Kill switch tested; revocation propagates in under 30 seconds
  • Evidence retained ten years for regulator inspection