RI

POL-011 · AML agents

Narrative grounding required

Compiled into the runtime gateway and evaluated inline on every prompt, tool call and completion in scope. Owned by Financial Crime.

mediumenforcingEdit in rule builder

Triggers / 30d

33

blocks, masks and escalations

Integrations bound

3

enforced at each connection

Severity

medium

owner Financial Crime

Added latency

7 ms

p99 within the 60 ms budget

Rule definition

Compiled expression

When

  • citation coverage < 80%

Then

  • warn
  • attach source list

Compiled rule

rule "POL-011" {
  scope    = "AML agents"
  severity = "medium"
  when {
    citation coverage < 80%
  }
  then {
    warn
    attach source list
  }
}

Governance metadata

Policy ID
POL-011
Owner
Financial Crime
Scope
AML agents
State
Enforcing inline
Catalog version
2026.07.3
Last change
2026-07-22 · approved by AI Council

Bound integrations

Where this rule executes

sanctions.match.adjudicateINT-TOOL-06 · In-house matcher v9FIU Case ManagerINT-APP-03 · NICE ActimizePolicy & Product Knowledge BaseINT-DATA-02 · In-house vector store

Recent evaluations

Decisions where this rule fired

11:40:27AML Investigation Agent· emp-20164allow

Why did alert AML-77120 trigger?