RI

AGT-1049 · Markets

Trade Surveillance Copilot

Clusters alerts and drafts surveillance case notes.

medium riskcompliant

Trust score

91

grounding, fairness, oversight

Requests / 30d

6,792

model In-house · llama-3.1-70b

Human approval

Not required

data class Confidential

Last audit

2026-06-10

version v4.7

Agent architecture

Request path from the surface the customer or staff member touches, through the governance gateway, to the model and its wired systems

Governance gateway

Truint policy enforcement point

9-stage filter chain · p99 54 ms

Evidence ledger writer

Hash-chained, RFC-3161 anchored

Agent runtime

Trade Surveillance Copilot

AGT-1049 · v4.7 · trust 91

In-VPC · llama-3.1-70b

 

LLM / model endpoint · Mumbai DC

Enforcement chain on every request

  1. 1Identity & entitlementCaller identity resolved; agent entitlement checked against the registry record.
  2. 2Kill switchEstate and per-agent revocation state for AGT-1049 evaluated before any spend.
  3. 3Manifest checkOnly integrations on the signed manifest below are reachable.
  4. 4Budget & rateToken, cost and concurrency budgets for Markets.
  5. 5Injection screenPrompt and retrieved context screened for untrusted-content patterns.
  6. 6DLP & maskingConfidential payloads masked or tokenised inline.
  7. 7Policy decisionCompiled policy bundle evaluated; allow, warn or block.
  8. 8Human in the loopAdvisory output only — no restricted action is executable.
  9. 9Ledger barrierDecision hash-chained into the audit ledger before the response is released.

Registry record

Source of truth for this agent

Registry ID
AGT-1049
Business owner
V. Kulkarni
Department
Markets
Model endpoint
In-house · llama-3.1-70b
Version
v4.7
Data classification
Confidential
Human-in-the-loop
Advisory output only

Trust composition

Grounding & citations95
Fairness85
Security posture93
Oversight coverage78

Recent decisions

Live gateway stream filtered to this agent

No gateway traffic for this agent in the current buffer.

Open risks

Drill into the investigation

No open risks on this agent.

Ledger entries

Hash-chained decision records

No ledger entries surfaced in the current window.

Governance obligations

  • Quarterly attestation by V. Kulkarni under MB-04
  • Advisory output only — no autonomous execution of restricted tools
  • Kill switch tested; revocation propagates in under 30 seconds
  • Evidence retained ten years for regulator inspection