POL-012 · Wealth copilots

Suitability disclosure on advice

Compiled into the runtime gateway and evaluated inline on every prompt, tool call and completion in scope. Owned by Wealth Compliance.

mediumdisabledEdit in rule builder

Triggers / 30d

blocks, masks and escalations

Integrations bound

enforced at each connection

Severity

medium

owner Wealth Compliance

Added latency

7 ms

p99 within the 60 ms budget

Rule definition

Compiled expression

When

output contains product recommendation

Then

append disclosure
log consent

Compiled rule

rule "POL-012" {
  scope    = "Wealth copilots"
  severity = "medium"
  when {
    output contains product recommendation
  }
  then {
    append disclosure
    log consent
  }
}

Governance metadata

Policy ID: POL-012
Owner: Wealth Compliance
Scope: Wealth copilots
State: Disabled — logged only
Catalog version: 2026.07.3
Last change: 2026-07-22 · approved by AI Council

Bound integrations

Where this rule executes

Mobile banking appINT-CH-01 · In-house